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Home > Administrative Orders > JB-05-05 (A.7-08)

Fee Schedule For Court-Appointed Counsel And Guardians Ad Litem

STATE OF MAINE SUPREME JUDICIAL COURT

ADMINISTRATIVE ORDER JB-05-05 (A. 7-08)

Revised Fee Schedule For Court-Appointed Counsel And Guardians Ad Litem In All Courts

Effective: July 1, 2008

This order amends JB-05-5 (A. 1-07), signed January 22, 2007, and effective January 1, 2007.

The following schedules and administrative procedures are adopted in all courts for all court-appointed counsel/guardians ad litem submitting bills on or after the effective date of this order.

I. RATE

An hourly rate of up to $50 per hour is authorized for time spent on the appointed case or cases. Counsel/guardians shall prorate among the cases any time spent in common with other cases (e.g., travel, waiting, and research time). In criminal matters, the Court will determine the amount of compensation pursuant to M.R. Crim. P. 44(c).

II. EXPENSES

A. Routine expenses are considered to be included in the hourly rate. Routine office expenses, including but not limited to postage, express postage, regular telephone, cell telephone, fax, office overhead, utilities, secretarial services, parking, and office supplies, etc., will not be reimbursed. Itemized nonroutine expenses, such as discovery from the State or other agency, reasonable long distance calls, relevant in-state mileage, tolls, and fees paid to third parties, shall not exceed actual cost.

Mileage shall not exceed the applicable State rate and shall not be paid for travel to and from counsel’s or guardian’s home court. All out-of-state travel or overnight travel must be approved by the court in writing prior to incurring the expense. Use of the telephone, video equipment, and email in lieu of travel is encouraged as appropriate.

Claims for all such expenses must be itemized.

The court will reimburse only for one set of discovery materials. If counsel/guardian is permitted to withdraw, appropriate copies of discovery materials must be forwarded to new counsel/guardian forthwith.

B. Other nonroutine expenses for payment to third parties, which have historically required preapproval by the court (e.g., investigators, medical and psychological experts, testing, transcripts, depositions, etc.) are still required to be approved in advance. Funds for third-party services and extraordinary expenses will be provided by the court only upon written motion and a sufficient demonstration of reasonableness, relevancy, and need.

  1. It is the responsibility of counsel/guardian to assure that the service provider is given clear instructions as to responsibilities; is made aware that there is a limit on the amount of funds approved by the court; and that the court will not approve payment of any charges in excess of amounts previously approved.
  2. The court may set both a maximum fee and an hourly rate for any service provider. Amounts approved by the court are deemed to include reasonable expenses, including but not limited to, office and out-of-pocket expenses, mileage, travel time, preparation of reports, and appearances at court.
  3. An arrangement for services is between counsel/guardian and the service provider. Counsel/guardian must inform service providers that they are not authorized to act as an agent of the court nor is any agreement with counsel/guardian to be construed as an appointment by the court or endorsement of services. It is the responsibility of counsel/guardian to assure that the court has approved a motion for funds before any services are engaged. Counsel/guardian cannot assume that requests for supplemental funds will be approved.
  4. In cases where it is appropriate for counsel to retain the services of multiple service providers, the court may approve a lump sum as a defense budget that may be allocated at counsel’s discretion. The total for all services cannot exceed the amount approved by the court.
  5. Superior Court clerks maintain a list of licensed private investigators who have executed agreements with the court to provide services in the county on behalf of indigent defendants. Counsel/guardians are encouraged to use the services of these persons or agencies when funds are allotted by the court. In exchange for being listed, the investigators understand that they are bound by the limits of the court order; that the court will not provide compensation in excess of the order; that they must submit an itemized statement of services performed; and that they will not be compensated or reimbursed for routine office expenses.
  6. Upon receipt of a statement for services counsel/guardians shall forward it to the clerk for processing and payment. Counsel/guardian must state whether the services were satisfactory and that all applicable reports and other information have been received. Counsel/guardians are not required to advance funds to investigators or other service providers.

C. In criminal and juvenile cases, witness, subpoena, and service fees will be reimbursed only pursuant to M.R. Crim. P. 17(b). It is unnecessary for counsel/guardians to advance these costs, and they shall not be included as a voucher expense. Fees for service of process by persons other than the sheriff shall not exceed those allowed by 30-A M.R.S.A. § 421. The same procedure shall be followed in civil cases.

III. MAXIMUM FEES

Vouchers submitted for amounts greater than the applicable maximum fees, as outlined below, will not be approved for payment except as approved by the Chief Justice of the Superior Court, the Chief Judge of the District Court or their designees.

A. Trial Court Criminal Fees

  1. Maximum fees are set in accordance with the following schedule:

    Murder: Fee is to be set by the trial justice and reviewed by the Chief Justice or a designee.
    Class A $2,500*
    Class B and C (against person) $1,875*
    Class B and C (against property)          $1,250*
    Class D and E and habitual offender $625*
    Class D and E (nonjury) $450
    Miscellaneous (i.e., post-conviction, probation, revocation, etc.) $625
    Juvenile $450
    Minimum fee per appointment $125
     
    [*The maximum fee listed in the table presupposes that a jury trial was involved in concluding the case.]
    2. In cases involving multiple counts against a single defendant, the maximum shall be that which applies to the most serious count. In cases where a defendant is charged with a number of unrelated offenses, counsel/guardians are expected to coordinate and consolidate services as far as possible. The court will endeavor to appoint the same counsel in all cases.

    3. Criminal and juvenile cases will include all proceedings through disposition as defined in Paragraph IV.A. below. Any subsequent proceedings, such as probation revocation, will require new application and appointment.

    4. Court-appointed counsel/guardians are urged to limit travel and waiting time by cooperating with each other to stand in at routine, nondispositive matters by having one attorney appear at such things as arraignments and routine nontestimonial motions, instead of having all court-appointed counsel/guardians in an area appear.

    5. Upon written motion, assistant counsel/guardians may be appointed in unusual cases: (a) the duties of each attorney must be clearly and specifically defined and there can be no duplication of effort; (b) the court will approve one fee to be divided between counsel; and (c) counsel must agree in advance as to the proper distribution of the fee.

B. District Court Child Protection

  1. Maximum fees, excluding any itemized expenses, for court appointed guardians and counsel in child protective cases, are set in accordance with the following schedule:
    • Child protective cases (each stage) $750
    • Termination of Parental Rights (with a hearing) $1050
  2. Child protective cases will include proceedings resulting in a court order as defined in paragraph IV.A. below. Each distinct stage in on-going child protective cases shall be considered a new appointment for purposes of the maximum fee. A separate voucher must be submitted at the end of each stage.
  3. Due to budget limitations and in recognition of the role of guardians ad litem as governed by statute, guardians ad litem will be reimbursed for only those activities required by statute, and as set forth below, except in extraordinary circumstances. The following procedures are established relating to guardians ad litem.

    (a.) A reasonable amount of time spent on the following activities will be compensated within the above guidelines:
    • review of relevant mental health records and materials;
    • review of relevant medical records;
    • review of relevant school records and other pertinent materials; interviews with the child(ren) with or without other persons present;
    • interviews with parents, foster parents, teachers, caseworkers, and other persons who have been involved in caring for or treating the child;
    • face-to-face contact with the child(ren) at least once every 3 months;
    • preparation and submission of a guardian report once every 6 months, or for each court event, whichever is earlier;
    • attendance at all court hearings and conferences;
    • participation in settlement discussions and attendance at settlement conferences;
    • attendance at the following family team meetings:

      a. to develop the initial Family and Child Plans;

      b. before an imminent change in a case goal;

      c. before an imminent change in placement; and

      d. otherwise no more than once every 3 months;

    • A PET may be substituted for one of the quarterly Family Team meetings;
    • activities referenced in the Maine Rules for Guardians ad Litem, Appendix A, Rule 3.2 (1) – (13); and
    • other activities specifically ordered by the court in an individual case.
    (b.) If guardians anticipate exceeding the maximum fee or engaging in activities not specified above, they must seek prior court-approval. In any case in which the guardian submits a voucher in excess of the cap or which includes activities not specified above, without pre-approval, the guardian may not be paid.

    (c.) Even if within the maximum fee for each stage, payment will not be made for the following activities (many of which fall within the duties required of DHHS caseworkers, and for which there may be federal reimbursement available to DHHS) absent specific prior court-approval which will be given in extraordinary circumstances:
    • appearances and work in connection with any other related court cases, in excess of two hours;
    • transportation of the child(ren), parties, or others;
    • making arrangements for services for the child(ren) or any party;
    • attendance at appointments for evaluations or services provided to the child(ren) or any party;
    • attendance at PETs or other school events, other than the PET substitution set forth above;
    • attendance at the child(ren)’s events, other than as would constitute the required face-to-face contact;
    • attendance at family team meetings in excess of those specified above;
    • preparation of the voucher and accompanying documentation; and
    • establishing an office file.

C. Law Court

  1. Appointed Counsel in Criminal Cases. Maximum fees, excluding any itemized expenses, are set in accordance with the following schedule:(a) Criminal Direct Appeals and Appellate work following the grant of petition for certificate of probable cause:

    (a) Criminal Direct Appeals and Appellate work following the grant of petition for certificate of probable cause:
    • Simple Case $ 500
    • Moderately Complicated Case $ 800
    • Complex Case with Multiple Issues $1200
    (b) Unsuccessful Application for Certificate of Probable Cause
    • Simple Case $ 200
    • Moderately Complicated Case $ 500
    • Complex Case with Multiple Issues $800
    Expenses shall be reimbursed for printing costs ($3 per page up to a maximum of fifty pages) and mileage to oral argument at the applicable state rate. Vouchers for payment of counsel fees and expenses need not be submitted.
  2. Protocol for Assessing Other Attorney Fees.

    (a) State Appeals of Criminal Cases With Privately Retained Counsel; see 15 M.R.S.A. § 2115-A (8). Counsel for the defendant shall submit a detailed statement setting forth the hours expended on each element of the case no less than five days before the scheduled oral argument. Unless a sworn statement is submitted establishing a different rate as the ordinary hourly rate received by the attorney for such work, the Court will set an hourly rate of $50. The Court will review the statement and make an award under 15 M.R.S.A. § 2115-A(8) at the time the decision is rendered.

    (b) Child Protective Cases; see 22 M.R.S.A. §4005. Counsel for the parents and the guardian ad litem shall submit, with their brief, a detailed statement setting forth the hours expended on each element of the case. The Court will review the statement and make and award a reasonable fee at a rate of $50 per hour pursuant to 22 M.R.S.A. § 4005 at the time the decision is rendered. If the attorney or guardian fails to file an itemized statement in accordance with this provision, the Court will set a fee of $450.

    (c) Workers’ Compensation Cases

    (i) For cases in which the date of injury is prior to June 5, 1985, the Court will award a standard fee of $750 and reasonable out-of-pocket expenses.
    (ii) For cases subject to the “prevail rule” which was in effect from June 5, 1985, through December 31, 1992, counsel must file an itemized statement with the Court within twenty days of the final disposition of the appeal.
    (iii) For cases arising pursuant to Title 39-A (which became effective on January 1, 1993), the Court will not award any counsel fees. Counsel must submit an itemized statement within twenty days.

IV. ADMINISTRATION

A. Vouchers for payment of counsel/guardian fees and expenses shall be submitted within ninety days of the time of disposition of a criminal or juvenile case, or completion of a stage of a child protection case resulting in an order. Vouchers submitted more than ninety days after final disposition, or completion of a stage of a child protection case, will not be paid. For purposes of this Order, “disposition” of a criminal or juvenile case shall be at the following times:

For purposes of this Order, “disposition” of a criminal or juvenile case shall be at the following times:

  • entry of judgment (sentencing, acquittal, dismissal, or filing);
  • upon issuance of a warrant of arrest for failure to appear;
  • upon granting of leave to withdraw;
  • upon decision of any post-trial motions;
  • upon completion of the services the attorney was assigned to provide (e.g., mental health hearings, “lawyer of the day,” bail hearings, etc.); or
  • specific authorization of the court to submit an interim billing.

For purposes of this Order, “each stage” of a child protection case shall be:

  • Order after Summary Preliminary hearing or Agreement
  • Order after Jeopardy Hearing
  • Order after each Judicial Review
  • Order after a Cease Reunification Hearing
  • Order after Permanency Hearing
  • Order after TPR Hearing
  • Law Court Appeal

B. All vouchers must be submitted using the current approved voucher form and comply with all instructions on the form.

C. Vouchers submitted for fees in the amounts of $500 or less and/or which contain no more than $50 in expenses may be approved by the clerk, deputy clerk, or clerk’s designee at the direction of the Chief Justice or Chief Judge.

D. Requests for funds shall be addressed to the court of disposition.

E. Legal services provided in the District Court for cases subsequently transferred to the Superior Court shall be included in the voucher submitted to the Superior Court at disposition of the case.

F. The court will make every effort to schedule matters involving court-appointed counsel/guardians in such a manner as to limit the number of appearances and waiting time.

G. All requests for payment of services shall be accompanied by a detailed and itemized statement of services and expenses. Detailed billing shall be accounted for in .10 of an hour increments (for example, .1 = 6 minutes or less, .2 = 6 to 12 minutes). The purpose for each time entry must be self-evident or specifically stated. Copies of receipts for payments to third parties shall be attached. All expenses claimed for reimbursement must be fully itemized on the statement of services submitted with the voucher.

H. The Chief Justice of the Superior Court and the Chief Judge of the District Court shall jointly establish and maintain guidelines and procedures for determining the eligibility of defendants for assigned counsel/guardians.

I. Unless there is a shortage of guardians in the area, Courts are encouraged to assign only guardians who have that Court as their “home court” or as one of their “home courts”.

J. Expenses incurred by counsel/guardians in the trial court shall be reimbursed pursuant to procedures established by the Chief Justice of the Superior Court and the Chief Judge of the District Court.

For the Court,

Leigh I. Saufley Chief Justice

Promulgation Date: June 27, 2008


Revised Fee Schedule For Court-Appointed Counsel And Guardians Ad Litem In All Courts
AO JB-05-5 (A. 1-07), Dated January 22, 2007, effective January 1, 2007
Signed by: Leigh I. Saufley, Chief Justice

Fee Schedule For Court-Appointed Counsel And Guardians Ad Litem In All Courts
AO JB-05-5 (A. 4-06), Dated April 13, 2006, effective April 14, 2006
Signed by: Leigh I. Saufley, Chief Justice

Fee Schedule For Court-Appointed Counsel And Guardians Ad Litem In All Courts
AO JB-05-5 (A. 1-06), Dated December19, 2005, effective January 1, 2006
Signed by: Leigh I. Saufley, Chief Justice

Fee Schedule For Court-Appointed Counsel And Guardians Ad Litem In All Courts
AO JB-05-5, Dated June 29, 2005, effective January 1, 2006
Signed by: Leigh I. Saufley, Chief Justice

Fee Schedule for Court-Appointed Counsel in All Courts
AO JB-00-01, Dated: 6/5/00 (which replaced SJC-226, SJC-3 18, and SJC-406)
Signed by: Daniel E. Wathen, Chief Justice, Maine Supreme Judicial Court; Andrew M. Mead, Chief Justice, Maine Superior Court; and Michael N. Westcott, Chief Judge, Maine District

Court ADDENDUM TO ADMINISTRATIVE ORDER SJC-226/318/406 Effective: July 1, 2000