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MAINE SUPREME JUDICIAL COURT
Reporter of Decisions
Decision: 2003 ME 81
Docket: SJC-03-238
Argued:
June 11, 2003
Decided: July
2, 2003
Panel: SAUFLEY, C.J., and CLIFFORD,
RUDMAN, DANA, ALEXANDER, CALKINS, and LEVY, JJ.
[¶1] As is required by the Maine Constitution, the 121st Maine Legislature undertook the reapportionment of the House of Representatives in January 2003. Ultimately, a reapportionment plan was approved by the House and the Senate and was signed into law by Governor John E. Baldacci on April 15, 2003. Two challenges were filed with the Supreme Judicial Court, one challenging the plan's composition of the Portland area districts, including Districts 114, 115, 117, and 120, and the other challenging the plan's composition of District 36, comprising several towns and islands in Hancock and Knox Counties. We conclude that the Legislature's plan complies with both constitutional and statutory requirements, and we do not sustain the challenges.
[¶2] Pursuant to Article IV, Part First, Section
2 of the Maine Constitution, "[t]he Legislature which convenes in
1983 and every 10th year thereafter shall cause the State to be divided
into districts for the choice of one Representative for each district." Accordingly, in January 2003, the 121st
Legislature established a bipartisan Apportionment Commission to consider
the composition of the Maine House of Representatives.
[1]
See Me. Const. art. IV, pt. 3, § 1-A.
[2]
The
[¶3] In April 2003, the Commission submitted
its plan for redistricting the House of Representatives to the full
Legislature.[4] See id. art. IV, pt. 1,
§ 3. The House accepted that
plan by passing L.D. 1555, "An Act to Reapportion the House Legislative
Districts" by the required two-thirds votes on April 10, 2003. See id. The Senate passed the House Plan by the
required two-thirds votes on April 15, 2003. See id.
The House Plan was finally approved and signed by Governor Baldacci on
April 15, 2003, as required by the Maine Constitution. See id.; id. art. IV, pt. 3, § 2;
P.L. 2003, ch. 44.
[¶4] The Green Independent Party, the
Cumberland County Green Independent Party, and two individual citizens, Mary L.
Donnelly and Benjamin Meiklejohn (collectively referred to as the Portland
challengers), filed a challenge to the House Plan, contending that, with regard
to the Portland districts, the plan fails to satisfy the compactness and
contiguity requirements mandated by the Maine Constitution in House Districts
114, 115, 117, and 120. Me. Const. art. IV, pt. 1, § 2; see also 21-A M.R.S.A. § 1206-A (Supp. 2002). The Portland challengers argue that the
districts were unusually shaped and were created to avoid incumbent election
match-ups, at the expense of the only State Representative of the Green
Independent Party.
[¶5] The second
challenge was presented by Douglas R. Johnson, who challenges the House Plan's
treatment of District 36 (comprising islands and towns in Hancock and Knox
Counties). Mr. Johnson contends
that the configuration of the district violates the compactness and contiguity
requirements of the Maine Constitution. Johnson alleges that
District 36 is not compact because travel among the island communities therein
requires extensive travel by car or boat, and that District 36 is not
contiguous because the communities are separated by large stretches of water.
[¶6] The Department of the Attorney General
(representing the Legislature), the Maine Democratic Party, the Speaker of the
House, Patrick Colwell, and House Republican Leader, Joseph Bruno, assert that
the House Plan satisfies all constitutional requirements. Specifically, they state that the
primary goal of the plan was to realign districts according to population
shifts. In addition, the plan was
devised to minimize incumbent election match-ups, to use major roads as
boundaries, and, whenever possible, to maintain communities of interest.
II. DISCUSSION
A.
Jurisdiction
[¶7] Although the challenges come to the
Court in a posture that is similar initially to that of an appeal, the Maine
Constitution provides that we address this as an original action. "The Supreme
Judicial Court shall have original jurisdiction to hear any challenge to an
apportionment law enacted by the Legislature, as registered by any citizen or
group thereof. If any challenge is
sustained, the Supreme Judicial Court shall make the apportionment." Me.
Const. art. IV, pt. 1, § 3.
All challengers and supporters of the House Plan were invited to present
written argument, and to submit maps and other population and geographical
information. A public hearing was
held at which the various positions were presented.
B. Standard of Review
[¶8] When the
Legislature reaches agreement on a decennial reapportionment, the resulting law
establishing the new districts is entitled to a strong presumption of
validity. See In re 1983
Legislative Apportionment of House, Senate, & Cong. Dists., 469 A.2d 819, 827 (Me.
1983). The
Legislature is the branch of government that is required in the first instance
to reconcile traditional state policies within the constitutional mandates
governing the reapportionment of state legislative and United States
Congressional districts. Id. A duly
enacted apportionment plan is not rendered unconstitutional because a
resourceful challenger, or a court, can create a better plan. See id. at 828. Accordingly,
the pivotal question is not whether the Legislature enacted the best plan, but
whether the enacted plan is constitutional. Id.
[¶9] The challengers have a heavy burden of demonstrating that the
apportionment is unconstitutional.
See id. at 830. We
will not alter the Legislature's chosen apportionment
unless the Legislature failed to comply with constitutional norms, see
Karcher v. Daggett,
462 U.S. 725, 740 (1983), or was motivated by
impermissible discriminatory intent in making the compromises necessary to
harmonize state and federal standards, In re 1983 Legislative
Apportionment,
469 A.2d at 827.
C. Population Parity
[¶10] The foremost principle guiding
reapportionment is the requirement that each person receive equal access to
representation. See Chapman v. Meier,
420 U.S. 1, 22 (1975). Any apportionment plan must comply with Federal
Constitutional mandates, including the "one person,
one vote" principal of the Equal Protection Clause of the Fourteenth
Amendment. See id. at 23 (acknowledging
"that some leeway in the equal population requirement should be afforded states
in devising their legislative reapportionment plans"). Thus, state legislatures must "'make an
honest and good faith effort to construct districts . . . as nearly of
equal population as is practicable.'"
In re 1983 Legislative Apportionment, 469 A.2d at 826
(quoting Reynolds v. Sims, 377 U.S. 533, 577 (1964)).
[¶11] Here, the
challengers have not contested the population deviations of the districts. Similarly, the challengers have not
presented an equal protection challenge or a claim that the House Plan
inappropriately crosses political subdivision lines. See U.S. Const. amend.
XIV; Me. Const. art. IV, pt. 1, §
2.
D. Contiguity and Compactness
[¶12] In essence,
all of the challenges are state-law claims based on the requirements of
contiguity and compactness. The
Maine Constitution provides that:
Each
Representative District shall be formed of contiguous and compact territory and shall
cross political subdivision lines the least number of times necessary to
establish as nearly as practicable equally populated districts.
Me. Const. art. IV, pt. 1, § 2
(emphasis added).[5]
For purposes of the Commission's apportionment efforts, "[f]unctionally contiguous and compact territory" is defined by statute as follows:
"functionally contiguous and compact territory" is one that facilitates representation by minimizing impediments to travel within the district. Impediments to travel include, but are not limited to, physical features such as mountains, rivers, oceans and discontinued roads or lack of roads. The commission shall recognize that all political subdivision boundaries are not of equal importance and give weight to the interests of local communities when making district boundary decisions.
21-A
M.R.S.A. § 1206-A (Supp. 2002) (emphasis added). With this background, we address each challenge in turn.
1. Portland-Area Districts
[¶13] The Portland
challengers first argue that the House Plan maximized representation of voters
in a Democratic stronghold by ensuring that current Democratic incumbents
reside in separate districts (Districts 117 and 115) and by placing a "jog" in
the boundary line in Deering Center, thereby effectively preventing any
match-up between Democratic incumbents. We
conclude that this challenge does not rise to the level of a constitutional or
statutory violation.[6] Apportionment legislation does not
become invalid because it takes into account political considerations or is
politically motivated. See Davis v. Bandemer, 478 U.S. 109, 138-39
(1986) (plurality opinion) (disagreeing with the
analysis that "the intentional drawing of district boundaries for partisan ends
and for no other reason violates the Equal Protection Clause in and of itself");
Gaffney v. Cummings, 412 U.S. 735, 752-53 (1973) ("[I]t would be idle, we think,
to contend that any political consideration taken into account in fashioning a
reapportionment plan is sufficient to invalidate it. . . . The reality is that districting
inevitably has and is intended to have substantial political consequences."); Burns
v. Richardson,
384 U.S. 73, 89, n.16 (1966) ("The fact that district boundaries may have been
drawn in a way that minimizes the number of contests between present incumbents
does not in and of itself establish invidiousness."); In re Legislative
Districting of the State, 805 A.2d 292, 297 (Md. 2002) (concluding that if a plan
does not violate constitutional requirements, the fact that it was formulated
"to preserve communities of interest, to promote regionalism, to help or injure
incumbents or political parties, or to achieve other social or political
objectives, will not affect its validity"); In re Reapportionment of
Hartland,
624 A.2d 323, 337 (Vt. 1993) ("As long as constitutional and statutory criteria
regarding redistricting are adhered to . . . creating districts to avoid
contests between incumbents is a legitimate consideration. . . .").
[¶14] Next, although they acknowledge that
the House Plan places the residents of Portland's islands within District 114
in order to bring the population of District 120 into constitutional
tolerances, the Portland challengers argue that the change has been made at the
expense of the contiguity and compactness of those districts. Specifically, the Portland challengers object to the
House Plan's placement of 1012 residents of the Portland Islands in District
114, rather than in District 120, which they assert is closer by mileage, and
contains a public transportation link, thereby creating a contiguity problem.
[¶15]
We
agree with the Supreme Court of Virginia when it noted that:
[w]hile ease of travel within a district is a factor to consider when resolving issues of compactness and contiguity, resting the constitutional test of contiguity solely on physical access within the district imposes an artificial requirement which reflects neither the actual need of the residents of the district nor the panoply of factors which must be considered by the [Legislature] in the design of a district. Short of an intervening land mass totally severing two sections of an electoral district, there is no per se test for the constitutional requirement of contiguity. Each district must be examined separately.
Wilkins v. West, 571 S.E.2d 100, 109
(Va. 2002).
[¶16] In this case, the Legislature attempted
to reconcile the competing requirements as outlined by the Federal and State
Constitutions and State statutes, and we will only invalidate the plan if
"access is unreasonable, unduly burdensome, or adversely impacts the ability of
residents to secure meaningful representation of their interests or effective
communication with their elected representative." Id. at 110; see also In re 1983 Legislative Apportionment, 469 A.2d at 831.
[¶17] Although residences on islands present transportation challenges, the Portland islands are contiguous to nearly all parts of Portland's shoreline; the choice of connecting the islands by district to one peninsula rather than the other is not irrational; and there is no indication in the record that the island residents are unable to travel to and from Portland or that the House Plan hinders their access to meaningful representation.
2. The District 36 Challenge
[¶18] Challenger Johnson argues that although
the towns and island communities within District 36 may be situated in close
proximity, travel between these communities can be difficult. District 36 includes the Hancock County
towns of Brooklin, Deer Isle, Frenchboro, Stonington, Swans Island, Tremont,
and portions of Mount Desert, and the Knox County towns of Isle au Haut, North
Haven, and Vinalhaven. Johnson
argues that on a map the distance from Vinalhaven to Isle au Haut is less than
fifteen miles but that, by car, the trip covers over ninety miles and requires
two ferry trips. Therefore, he
asserts that District 36 is not compact.
[¶19] Furthermore, Johnson argues that large
bodies of water separate many of the towns in District 36. While acknowledging that District 36 is
technically contiguous, he argues that the Constitution requires close
proximity between the towns within the district.
[¶20] Although we
agree that District 36 may pose transportation challenges for its
representative, those challenges are within what is constitutionally
permissible under the state compactness-and-contiguity test when the special
nature of islands is considered.
Indeed, the shape of the district is more compact than many others. It is only when the issue of
transportation across the water is taken into account that the additional
demands on the representative become apparent.[7] Those demands are inherent in most of
the districts that incorporate one or more of the dozens of inhabited islands
along the Maine coast. Although
they may be more significant in District 36, the district has existed in much
the same shape for at least ten years, and we find no constitutional or
statutory violation in its configuration.
III. CONCLUSION
[¶21] As we held in 1983, the "Legislature is not obligated to
adopt the best apportionment plans conceivable, but only ones that comply with
both the federal and the state constitutions." In re 1983 Legislative Apportionment, 469 A.2d at 831. Our authority is limited to determining
whether or not the Legislature's plan for the House of Representatives comports
with constitutional requirements.
We conclude that the House Plan complies with constitutional and
statutory mandates even though the plan may not have satisfied all
constituencies. In so finding, we
repeat our admonition that "[w]e shall not intervene in the apportionment
process unless we are convinced that the Legislature failed to use proper
judgment or was in fact motivated by impermissible discriminatory intent in
making the compromises necessary to harmonize state and federal standards." Id. at 827. The challengers have failed to overcome
the presumption of constitutionality that precedent requires us to attach to
the redistricting plan. See id.
[¶22] Having
considered the constitutional mandates, statutory provisions, and arguments of
the parties, we conclude that the House Redistricting Plan enacted as P.L.
2003, ch. 44 meets constitutional and statutory standards and, therefore, we do
not sustain the challenges.
Dated: July 2 , 2003
/S/
Leigh I. Saufley
Chief Justice
/S/
Robert W. Clifford
/S/
Paul L. Rudman
/S/
Howard H. Dana Jr.
/S/
Donald G. Alexander
/S/
Susan Calkins
/S/
Jon D. Levy
Associate Justices
For the challengers:
David A. Lourie, Esq. (orally)
189 Spurwink Avenue
Cape Elizabeth, ME 04107
(for Green Independent Party et al.)
Douglas R. Johnson (orally)
P O Box 499
Stonington, ME 04681
Respondents:
G. Steven Rowe, Attorney General
Paul Stern, Deputy Attorney General (orally)
Melissa Reynolds O'Dea, Asst. Attorney General
William R. Stokes, Asst. Attorney General
6 State House Station
Augusta, ME 04333-0006
Gerald F. Petruccelli, Esq. (orally)
Pettruccelli, Martin & Haddow, LLp
P O Box 17555
Portland, ME 04112-8555
(for Maine Democratic Party et al.)
[1] The Commission also considered the apportionment of the State Senate, and Maine's United States Congressional districts, neither of which is at issue here.
[2]
Me.
Const. art. IV, pt. 3, § 1-A states, in pertinent part,:
A
Legislature which is required to apportion the districts of the House of
Representatives . . . under Article IV, Part First, Section 2 . . .
shall establish, within the first 3 calendar days after the convening of that
Legislature, a commission to develop in accordance with the requirements of
this Constitution, a plan for apportioning the House of Representatives
. . .
The commission
shall be composed of 3 members from the political party holding the
largest number of seats in the House of Representatives, who shall
be appointed by the Speaker; 3 members from the political party holding
the majority of the remainder of the seats in the House of Representatives,
who shall be appointed by the floor leader of that party in the House;
2 members of the party holding the largest number of seats in the
Senate, who shall be appointed by the President of the Senate; 2 members
of the political party holding the majority of the remainder of the
seats in the Senate, to be appointed by the floor leader of that party
in the Senate; the chairperson of each of the 2 major political parties
in the State or their designated representatives; and 3 members from
the public generally, one to be selected by each group of members
of the commission representing the same political party, and the third
to be selected by the other 2 public members. The Speaker of the House
shall be responsible for organizing the commission and shall be chairperson
pro tempore thereof until a permanent chairperson is selected by the
commission members from among their own number. No action may be taken
without a quorum of 8 being present. The commission shall hold public
hearings on any plan for apportionment prior to submitting such plan
to the Legislature.
[3]
The United States Census Bureau reports
that there were 1,227,928 people living in Maine in 1990. By 2000, that number had increased by
46,995 (or 3.8%) to 1,274,923.
The Court notes that the population of the State has shifted
south with the largest population increase (of 13.5%) occurring in
York County and the largest population decrease (of 15%) occurring
in Aroostook County.
[4] The Commission failed to agree on a plan for reapportioning the State Senate but did submit a plan for apportionment of the United States Congressional districts that ultimately failed to pass in the Legislature.
[5]
The Maine Constitution describes the composition
of the House of Representatives as follows:
The House of
Representatives shall consist of 151 members, to be elected by the qualified
electors, and hold their office 2 years from the day next preceding the first
Wednesday in December following the general election. The Legislature which convenes in 1983 and every 10th year
thereafter shall cause the State to be divided into districts for the choice of
one Representative for each district. The number of Representatives shall be
divided into the number of inhabitants of the State exclusive of foreigners not
naturalized according to the latest Federal Decennial Census or a State Census
previously ordered by the Legislature to coincide with the Federal Decennial
Census, to determine a mean population figure for each Representative District.
Each Representative District shall be formed of contiguous and compact
territory and shall cross political subdivision lines the least number of times
necessary to establish as nearly as practicable equally populated districts.
Whenever the population of a municipality entitles it to more than one district,
all whole districts shall be drawn within municipal boundaries. Any population
remainder within the municipality shall be included in a district with
contiguous territory and shall be kept intact.
Me.
Const. art. IV, pt. 1, § 2.
[6] The Portland challengers contend that there has been unconstitutional gerrymandering. To prevail on a claim of gerrymandering, however, the Supreme Court has held that challengers are "required to prove both intentional discrimination against an identifiable political group and an actual discriminatory effect on that group." Davis v. Bandemer, 478 U.S. 109, 127 (1986) (plurality opinion). Thus, "even if a state legislature redistricts with the specific intention of disadvantaging one political party's election prospects, we do not believe that there has been an unconstitutional discrimination against members of that party unless the redistricting does in fact disadvantage it at the polls." Id. at 139. Here, the challengers have not demonstrated such discrimination.
[7]
Johnson concedes that District 36 "may have
been considered 'compact' when the major means of transportation
was by boat."