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MAINE SUPREME JUDICIAL COURT
Reporter of Decisions
Docket: Cum-03-449
Argued: February
13, 2004
Reargued: June 8, 2004
Decided: July 22,
2004
Panel: SAUFLEY,
C.J., and CLIFFORD, RUDMAN, DANA, ALEXANDER, CALKINS, and LEVY, JJ.
STATE OF MAINE
v.
JEFFERY GORMAN
ALEXANDER,
J.
[¶1] Jeffery Gorman appeals from the judgment of
conviction for murder entered after a jury trial in the Superior Court
(Cumberland County, Mills, C.J.).
The jury found him guilty of intentionally or knowingly causing the
death of Amy St. Laurent pursuant to 17-A M.R.S.A. § 201(1)(A) (1983).[1] During the grand jury proceedings
leading to Gorman's indictment, Gorman's mother testified that Gorman had
confessed to her, and she related the details of that confession. At trial, Gorman's mother testified
that she had no memory of either the confession or the grand jury
proceedings. Gorman asserts that
the trial court erred in (1) requiring his mother to testify at trial after she
asserted no memory of the events, and (2) admitting at trial his mother's grand
jury testimony pursuant to the "recorded recollection" exception to the hearsay
rule, M.R. Evid. 803(5). Gorman
also asserts that the evidence is insufficient to support his conviction. Because we conclude that there was no
error in the trial court's evidentiary rulings and the evidence is sufficient
to support the conviction, we affirm the judgment.
I. CASE HISTORY
[¶2] On the evening of October 20-21, 2001,
Amy St. Laurent and a friend visited several bars in Portland's Old Port
section. During the evening, St.
Laurent met Jeffery Gorman and a friend of Gorman's. After St. Laurent and her friend became separated, she
accompanied Gorman and his friend to another bar and then to a Portland
apartment where Gorman was staying with four other individuals. After approximately one-half hour, St.
Laurent asked to be taken back to an Old Port bar to look for her friend. Gorman offered to give St. Laurent a
ride, and they left the apartment between 2:00 and 2:30 a.m.
[¶3] St. Laurent was last seen alive when she left
the apartment with Gorman. Later,
in the early morning hours, Gorman, driving alone, was stopped by a Westbrook
police officer for driving with his high beams on. At the time, Gorman was driving towards Portland. The time of the stop was 3:14 a.m., and Gorman was allowed to proceed
towards Portland at 3:22 a.m.[2]
[¶4] After St. Laurent was reported missing, a flyer
asking for information about her was distributed in the Portland area. On the evening of October 22, the man
who was with St. Laurent on October 20, saw a flyer, contacted police and told
them what had happened on late Saturday evening and early Sunday morning.
[¶5] Gorman and his friends also saw a flyer
and called police. Gorman and two
friends were then interviewed separately.
Gorman told police that he met St. Laurent in the Old Port, had taken
her back to the apartment "looking to score," driven her back to a bar in the
Old Port where he dropped her off to look for her friend and then returned to
the apartment. In the interview,
Gorman did not mention his contact with the Westbrook police, and he refused a
police request to search his vehicle.
[¶6] The next day, Gorman drove his vehicle to the auto sales business where he and his mother's boyfriend worked. He arrived fifteen minutes before closing time and started cleaning the inside of his car. Gorman told his mother's boyfriend that a friend was borrowing the car the next day. He told another coworker that he had to clean the car because he had a date that night. He also told this coworker that he "may be implicated" in St. Laurent's disappearance, but he had nothing to do with it.
[¶7] In November 2001, Gorman told a friend
that he had no role in St. Laurent's disappearance. He then stated "They're not going to find her body, they
don't have any evidence."
[¶8] Before St. Laurent's body was found,
Gorman had two telephone conversations with a former girlfriend. In the first, the day after St.
Laurent's disappearance, Gorman told his former girlfriend about meeting St.
Laurent, and that after bringing her to the apartment, he had dropped her off
downtown. He had heard that she
was missing and said it was a "weird coincidence." In the next phone call, Gorman told his former girlfriend he
had not dropped St. Laurent off as he originally said, but that his two friends
had taken her. He stated that when
his friends returned after three hours, they had blood on their hands. Gorman further stated that his friends
had threatened him to keep him quiet, and made him go to the police. Gorman called his former girlfriend a
third time after the body was discovered.
He told her that a couple of days after the murder, his friends had
asked him for a good spot to hide St. Laurent's body. Gorman said he told them about the place in the woods behind
his mother's house near a pond where he had done some fishing.
[¶9] St. Laurent's body was found on
December 8, 2001, buried in a wooded area three-tenths of a mile from Gorman's
mother's house near the pond where Gorman had fished. The cause of death, not disclosed until March of 2002, was a
gunshot wound to the head. There
was no evidence, other than the position of her clothing, of sexual
assault. The body had been exposed
for at least twelve to twenty-four hours before it was buried.
[¶10] The police received information that
Gorman had admitted to his mother that he had shot St. Laurent near the
pond. Gorman's mother was then
subpoenaed to appear before a grand jury.
[¶11] After first refusing to testify and then being
ordered by a judge to do so, Gorman's mother testified at the grand jury
proceedings on February 8, 2002.
Discussing her reluctance to testify, Gorman's mother told the grand
jury: "I've always wanted to tell the truth. I just never wanted to talk. I just wanted the justice system to do their job and let
justice be served and leave me out of it. Because I certainly don't want to
testify in any trial."
[¶12] Addressing her conversation with
Gorman, his mother testified under oath that Gorman had called her cell phone
on December 9, 2001, the day after St. Laurent's body was discovered. She further testified that during that
phone call, Gorman first told her that two other men had killed St. Laurent and
buried the body near her house in order to implicate him. He then changed his story, and told her
that he had killed St. Laurent.
Gorman's mother further testified that Gorman said he had taken four
hits of acid that night; that while he and St. Laurent were walking by the
pond, he had looked at St. Laurent, seen his mother's face, pulled out a gun
and shot St. Laurent in the head, intending to kill his mother. He told his mother that he returned
three days later and buried the body with a shovel he had borrowed from her.
[¶13] Gorman was indicted and pleaded not
guilty. His jury trial began in
Superior Court on January 13, 2003.
That same day, Gorman's mother filed a motion to quash the State's
subpoena for her to testify and a supporting affidavit claiming a complete lack
of memory of Gorman's confession or her grand jury testimony. After voir dire on the issue of
competency and careful consideration of the issue with counsel, the trial court
denied the motion to quash.
[¶14] When Gorman's mother took the stand,[3]
she testified about conversations she had with Gorman both before and after
December 8-9, 2001, including a conversation on December 10 or 11 that resulted
in her sending him money. She also
testified that before discovery of the body, Gorman had told her that after a
party that "never really developed" he had dropped St. Laurent off at a
Portland nightclub, and she testified that Gorman had never changed this
version of his actions on the night that St. Laurent disappeared.
[¶15] Gorman's mother also testified about
her recollection of police interviews with her before discovery of the body,
about events on December 8 when the body was discovered and about her medical
condition at the time of the grand jury proceedings. While recalling and testifying about events on
December 8 and December 10, Gorman's mother testified that she had no
recollection of her son's December 9 conversation with her or of the grand jury
proceedings. The State repeatedly
attempted to refresh her recollection, without success, with both the
transcript and the audiotape of the grand jury testimony. During this examination, the State
asked: "If you testified before the Grand Jury under oath on February 8, 2002
and you took an oath did you testify to the truth?" Gorman's mother responded: "Absolutely."
[¶16] Thereafter, the court reporter who had
been present at the grand jury testified to lay the foundation for admission of
the grand jury testimony. The
court reporter identified Gorman's mother as having given testimony on February
8, 2002; he testified that he took down her testimony with his transcription
machine and he tape-recorded her testimony. He then transcribed the testimony from his stenographic
notes and compared it with the tape-recorded testimony. He testified that the transcript and the
audiotape were accurate representations of her testimony that day. He further testified that he observed
Gorman's mother being administered the oath to tell the truth and being
reminded that she remained under oath on February 8, 2002. Both the audiotape and stenographic
notes reflect that she was given that oath.
[¶17] After hearing each side fully and over
Gorman's objection, the trial court admitted the grand jury testimony pursuant
to the past recollection recorded exception to the hearsay rule, M.R. Evid.
803(5). Because concerns had been
raised about the accuracy of the grand jury transcript, the trial court allowed
the State to play for the jury a redacted audiotape of the testimony, rather
than read the transcript.
[¶18] Gorman's mother's testimony took place
over defense counsel's objection that she was impaired as a result of
overmedication with prescription drugs.
Gorman's mother testified that she had a history of delusional behavior
and was on psychiatric medications at the time of the phone call, that she was
experiencing instances of paranoia and psychosis around that time, and that she
had had a tumultuous relationship with her son that included a behavior pattern
where they would deliberately say hurtful things to each other that often were
not true.
[¶19] After a five-day trial, the jury
returned a verdict of guilty of murder. The trial court later sentenced Gorman
to a sixty-year term of imprisonment.
Gorman filed this appeal.
The Sentence Review Panel denied Gorman's application for leave to
appeal his sentence. State v.
Gorman,
No. SRP-03-447 (Me. Sent. Rev. Panel, Oct. 1, 2003).
II. LEGAL ANALYSIS
A. Competence to
Testify
[¶20] Gorman first challenges the court's
finding that his mother was competent to testify in light of her professed lack
of memory of the critical events and her asserted mental conditions around the
time of the phone call and the later grand jury appearance. Gorman argues that the court should
have exercised its authority under M.R. Evid. 104(a)[4]
to decide the competence question and exclude the witness, rather than leave
the issue to be evaluated by the jury as a question of credibility.
[¶21] Rule 601, which governs the competency
of witnesses, provides:
(a)
General rule of competency. Every
person is competent to be a witness except as otherwise provided in these
rules.
(b)
Disqualification of witness. A
person is disqualified to be a witness if the court finds that (1) the proposed
witness is incapable of communicating concerning the matter so as to be
understood by the judge and jury either directly or through interpretation by
one who can understand the proposed witness, (2) the proposed witness is
incapable of understanding the duty of a witness to tell the truth, (3) the
proposed witness lacked any reasonable ability to perceive the matter or (4) the
proposed witness lacks any reasonable ability to remember the matter. An interpreter is
subject to all the provisions of these rules relating to witnesses.
M.R. Evid. 601 (emphasis added). The advisory committee note to the 1990 amendment to M.R. Evid. 601, which added subsections (b)(3) and (4), provides, in part:
Certainly perception and
memory are vital to a witness's ability to bear testimony. These abilities or
lack of them are often the subject matter of attacks on witness credibility.
The rule as amended will screen out a witness who had no reasonable ability to
perceive facts and reliably remember them. It is not intended to permit the trial
judge to rule on the credibility of a witness in advance by not permitting the
witness to testify.
Field & Murray, Maine
Evidence
242 (2000 ed.).
[¶22] Maine Evidence states that: "The
inclusion of the phraseology 'any reasonable ability' is intended to make it
clear that even a limited ability to perceive and remember may be sufficient to
avoid disqualification under amended Rule 601(b)." Field & Murray, Maine Evidence § 601.2 at 244 (2000
ed.).
[¶23] By affidavit and in testimony, even
after numerous attempts to refresh her recollection with both the grand jury
transcript and the audiotape of her testimony, Gorman's mother consistently
denied any memory of her son's confession to her or of the grand jury
proceedings. Gorman's mother also
testified that she did not think she was having problems remembering other
events in her life, and she was able to recount details of her daily life
including events on December 8 and 10, 2001. She further testified that since her son had been
implicated, she has been diagnosed with post-traumatic stress syndrome, she was
taking psychiatric medications, and her health had declined considerably.
[¶24] The competency of a witness pursuant to
M.R. Evid. 601 is a fact question that we review for clear error. State v. Ellis, 669 A.2d 752, 753 (Me.
1996); State v. Mazerolle, 614 A.2d 68, 71 (Me. 1992). A witness's impairment at the time of
the events at issue or at the time of giving testimony does not require
exclusion of the witness or the testimony. See State v. McKenna, 1998 ME 49, ¶¶ 1-4, 707 A.2d 1309,
1309-10. Likewise, a witness's
claim of lack of memory of critical events does not require disqualification of
the witness. Were the rule applied
as Gorman asserts it should be, there would be considerable incentive for a
reluctant witness to avoid testifying by feigning lack of memory of critical
events.
[¶25] After the trial court has determined that a witness is qualified to testify, questions of accuracy of the witness's memory, credibility of the witness's claims of lack of memory, and impact of witness impairment at the time of events or at the time of any testimony are best left to the jury to resolve, considering all the circumstances presented in the trial. The trial court's finding that Gorman's mother had sufficient memory of the matter and was otherwise competent to testify is supported in the record and is not clearly erroneous. Because she testified to some memory of the murder investigation, and had no problem remembering other events that happened at the relevant time, the trial court properly allowed the jury to assess the credibility and significance of the testimony.
1. Past Recollection Recorded
[¶26] The audiotape of Gorman's mother's
grand jury testimony was admitted pursuant to M.R. Evid. 803(5), the exception
to the hearsay rule for past-recorded recollection. Rule 803(5) provides:
The following are not
excluded by the hearsay rule, even though the declarant is available as a
witness:
. . . .
(5) Recorded
Recollection. A memorandum or record concerning a matter about which a witness
once had knowledge but now has insufficient recollection to enable the witness
to testify fully and accurately, shown to have been made or adopted by the witness
when the matter was fresh in the witness's memory and to reflect that knowledge
correctly. If admissible, the memorandum or record may be read into evidence
but shall not be received as an exhibit unless offered by an adverse party.
[¶27] Pursuant to M.R. Evid. 803(5), a
document or a recorded statement may be admitted as substantive evidence if the
proponent of the statement demonstrates that: (1) the contents of the document
or recording are a record of matters previously known to, and remembered by,
the witness; (2) the record had been previously made, or adopted, by the
witness, at a time when memory of the matters was then fresh; (3) at that
past time, the record was remembered by the witness to be an accurate record of
the matters described; and (4) the witness presently has no memory or
insufficient memory of the subject matter of the statement. State v. Discher, 597 A.2d 1336, 1341
(Me. 1991); Cope v. Sevigny, 289 A.2d 682, 687-88 (Me. 1972).
[¶28] In Cope, we suggested that
these criteria would be established by statements from the witness "as his
present memory." Cope, 289 A.2d at 687. In Discher, we qualified this
suggestion from Cope, and we held that the criteria could be established by
direct or circumstantial evidence, independent of the forgetful declarant
appearing and testifying as to present memory. Discher, 597 A.2d at 1342. We stated that while we had anticipated one scenario in Cope:
Sometimes, however, a
witness may be unable or unwilling to testify from present memory. Further inquiry into the ability of the
witness to recall the event in question could be time-consuming and
unproductive. At such times, it is
within the discretion of the trial court to determine whether the foundational
requirements of Rule 803(5) have been satisfied on a case-by-case basis,
whether by direct or circumstantial evidence.
Id. (citations omitted).
[¶29] Accordingly, the criteria for admission
of past recollection recorded may be established independent of the declarant's
testimony as to present memory. "The trial court has considerable discretion as
to the method used to comply with the rule, and its determination as to whether
the foundational requirements have been sufficiently met will be deferentially
reviewed." Boehmer v. LeBoeuf, 650 A.2d 1336, 1340
(Me. 1994). See also State v.
Robinson, 656
A.2d 744, 746-47 (Me. 1995).
[¶30] Rule 803(5) was modeled on the federal
rule. See Discher, 597 A.2d at 1341. The advisory committee note to Fed. R. Evid. 803(5), states that "[n]o
attempt is made in the exception to spell out the method of establishing the
initial knowledge or the contemporanaeity and accuracy of the record, leaving
them to be dealt with as the circumstances of the particular case might
indicate." Fed. R. Evid. 803 advisory committee's note.
[¶31] Grand jury testimony has been admitted
under the federal recorded recollection exception to the hearsay rule. See United States v. Patterson, 678 F.2d 774, 777-80
(9th Cir. 1982) (admitting grand jury transcript after foundation established
by declarant with present memory of having given grand jury testimony and that
he believed he had not lied to the grand jury); United States v. Barrow, 363 F.2d 62, 67 (3rd
Cir. 1966) (explaining, generally, that admission of grand jury testimony as
recorded recollection is a proper use of such testimony).
[¶32] In this case, there is no dispute that
the State established that Gorman's mother had "insufficient recollection to
enable [her] to testify fully and accurately." M.R. Evid. 803(5).
Gorman contends that the State did not establish the remaining criteria
for admission of the grand jury testimony. We address those criteria in turn.
[¶33] Was the grand jury testimony made or
adopted at a time when the witness's memory of the matters was fresh? Gorman's mother testified before the
grand jury that her son confessed to her on December 9, 2001. The grand jury testimony was presented
February 8, 2002. Gorman contends
the two-month lapse in time was too long to conclude that the statements were
made while fresh in the witness's mind.
The two-month period of time is significantly shorter than that found
acceptable in other cases. United
States v. Smith, 197
F.3d 225, 231 (6th Cir. 1999) (15 months); Patterson, 678 F.2d at 778-80 (10
months). The trial court could
reasonably conclude that in those two months a mother would not forget or
confuse her son's confession to her that he had killed another human being.
[¶34] Gorman also argues that the quality of
the memory should be considered because his mother's illness and the medication
she was taking may have substantially impaired her ability to perceive reality
and convey her perceptions in a reliable manner. However, the trial court did not exceed the bounds of its
discretion in determining that the testimony was given while Gorman's mother's
memory of the events was sufficiently fresh, and that the issue of impairment
at the time of the grand jury testimony was a question of credibility for the
jury.
[¶35] Was the tape of the grand jury
testimony a record of matters previously known to and remembered by the witness?
[¶36] Was the grand jury testimony
remembered by the witness to be accurate at the time it was presented? The State could not establish either of these
elements directly, from the witness's present memory. Therefore, it had to establish them with circumstantial
evidence. See Robinson, 656 A.2d at 746-47; Discher, 597 A.2d at 1342. The State did establish that the grand
jury testimony was given under oath.
Through the court reporter, it identified Gorman's mother as the person
who gave the testimony, and established that the transcript and the audiotape
accurately recorded her testimony.
[¶37] At trial, when asked by the State "if
you testified before the Grand Jury under oath on February 8, 2002, and you
took an oath did you testify to the truth?" Gorman's mother responded "Absolutely." During her grand jury testimony she stated
that "I've always wanted to tell the truth. I just never wanted to talk." She further stated that her testimony about the telephone
conversation with her son was "almost word for word." She stated twice that she would "never forget it." She also testified to the grand jury,
"I just wanted the justice system to do their job and let justice be served and
leave me out of it. Because I
certainly don't want to testify at any trial[,]"and that "you may think I'm a
terrible person by not coming forward with this sooner. But I knew good and well my son would
pay for what he did. I just didn't
want to be the one."
[¶38] The trial court concluded that this
evidence established the witness's prior knowledge of the contents of her
testimony, and that the tape of the grand jury testimony was an accurate record
of that knowledge. The trial court
also found the following:
[T]here is a very
limited likelihood, based not only on what [the witness] said today, but also
the fact that she testified under the pains and penalties, as they say, of
perjury to the Grand Jury, I find it very unlikely that she would have lied and
I'll take notice of her current motive she may have to forget statements that
she made earlier that would be incriminating to her son.
[¶39] The trial court, in its ruling, relied
in part on the content of the grand jury testimony, and it relied on the fact
that the testimony was given under oath and was independently established to be
accurate by the court reporter. In
addition, the trial court relied on other factors authorized by our case law to
establish sufficient reliability through circumstantial evidence: (1) the fact
that the witness was unable or unwilling to testify from present memory; (2)
the witness's close relationship with the defendant, which, the trial court
found, may have been the reason for her memory loss or reluctance to testify;
and (3) the witness's trial testimony that if she testified before the grand
jury, she testified truthfully.
[¶40] The trial court did not exceed the
bounds of its discretion in concluding that the grand jury testimony had
sufficient indicia of accuracy when presented and that the declarant had
then-present knowledge of the facts about which she testified for the grand
jury testimony to be admitted under M.R. Evid. 803(5).
2. Prior Inconsistent, Under Oath
Statement
[¶41] The rule of evidence regarding
admission of prior inconsistent, under oath statements, M.R. Evid.
801(d)(1)(A), was not addressed at trial in relation to the grand jury
testimony. The Rule 801(d)(1)(A)
issue was not generated until Gorman's mother testified before the jury. We address Rule 801(d)(1)(A) here
because, even if the Rule 803(5) ruling was in error, which it was not,
admission of the grand jury testimony was appropriate under a different rule
than the one addressed at trial.
Thus, any error would be harmless.
See State v. White, 2002 ME 122, ¶ 16, 804 A.2d 1146, 1150. A trial court action, proper under the
law, may be affirmed, even if for a reason different than that given by the
trial court. State v. Gwinn, 390 A.2d 479, 481-83
(Me. 1978), 2 Cluchey & Seitzinger, Maine Criminal Practice § 52.3 at IX-131 (1995
ed.).
[¶42] Rule 801(d)(1)(A) provides, in
pertinent part that:
(d)
Statements which are not hearsay.
A statement is not hearsay if:
(1) Prior statement by witness. The declarant testifies at the trial or
hearing and is subject to cross-examination concerning the statement, and the
statement is (A) inconsistent with the witness's testimony, and was given under
oath subject to the penalty of perjury at a trial, hearing or other proceeding,
or in a deposition.
[¶43] We have interpreted M.R. Evid.
801(d)(1)(A) to allow admission, as substantive evidence, of a prior
inconsistent statement, given under oath, of a witness who testifies at trial. State v. Creamer, 379 A.2d 733, 734 (Me.
1977). Such a statement is not
hearsay. Id. See also Field & Murray, Maine
Evidence
§ 801.4 at 401 (2000 ed.).
[¶44] During the trial, Gorman's mother
testified before the jury in response to the State's questions, as follows:
Q.
I
am asking you prior to the discovery of Ms. St. Laurent's body, did your son
tell you what he had done that Saturday night that Ms. St. Laurent had
disappeared?
A.
He
told me that he dropped her off at the [Portland night club], I believe is how
you say it. He told me that they
– that there was a party and it never really developed and that he had
dropped her off.
Q.
Now
–
A.
I
am sorry, I'm a little nervous and after yesterday's media, I couldn't sleep
last night so I am sorry.
Q.
Did
what he tell you change at all?
A.
No,
sir.
Q.
It
never changed?
A.
No,
sir.
Q.
Had
you ever testified that his story to you kept changing?
A.
No,
sir.
Q.
You're
sure of that?
A. I
don't know. I don't remember.
[¶45] Gorman's mother's trial testimony as to what Gorman had said about his encounter with St. Laurent, that he never changed this statement, and that she had not testified that Gorman's statement to her kept changing were statements that were inconsistent with her under oath grand jury testimony. Those inconsistencies made the grand jury testimony admissible as substantive evidence pursuant to M.R. Evid. 801(d)(1)(A). United States v. Young, 316 F.3d 649, 659-60 (7th Cir. 2002) (affirming admission of grand jury testimony as prior inconsistent statements under Fed. R. Evid. 801(d)(1)(A); United States v. Russell, 712 F.2d 1256, 1258 (8th Cir. 1983) (holding grand jury testimony admissible as substantive evidence under Fed. R. Evid. 801(d)(1)(A) when a witness could not recall substance of grand jury testimony).
3. The Confrontation Clause
[¶46] Gorman contends that the admission of
his mother's grand jury testimony, even if proper pursuant to M.R. Evid.
803(5), or M.R. Evid. 801(d)(1)(A), violated his right to confront the witness
against him under the Sixth Amendment to the United States Constitution and Article
I, Section 6 of the Maine Constitution.
We have recognized that statements admissible under an exception to the
hearsay rule may be inadmissible when tested against the Confrontation Clause
of the United States Constitution because Confrontation Clause analysis differs
from hearsay rule analysis. See
State v. Small,
2003 ME 107, ¶ 22, 830 A.2d 423, 428.
[¶47] Applying this difference in analysis,
the United States Supreme Court recently held that the Confrontation Clause
barred admission of a statement that qualified for admission as a statement
against penal interest under a Washington State Court rule similar to M.R.
Evid. 804(b)(3). Crawford v.
Washington,
541 U.S. ---, 124 S. Ct. 1354, 1374 (2004). The Crawford opinion extensively reviews the history of the
Confrontation Clause and its relationship to the hearsay rule. Most significantly, it explicitly
overrules Ohio v. Roberts, 448 U.S. 56 (1980), and the analytical
framework which Roberts had supplied to address questions of admissibility of
hearsay under the Confrontation Clause over the past two decades. Thus, the Court observed:
Although the results of
our decisions have generally been faithful to the original meaning of the
Confrontation Clause, the same cannot be said of our rationales. Roberts conditions the
admissibility of all hearsay evidence on whether it falls under a "firmly
rooted hearsay exception" or bears "particularized guarantees of
trustworthiness." 448 U.S., at 66. This test departs from the historical
principles identified above in two respects. First, it is too broad: It applies the same mode of analysis
whether or not the hearsay consists of ex parte testimony. This often results in close
constitutional scrutiny in cases that are far removed from the core concerns of
the Clause. At the same time,
however, the test is too narrow: It admits statements that do consist of ex parte testimony upon a mere
finding of reliability. This
malleable standard often fails to protect against paradigmatic confrontation
violations.
Crawford, 541 U.S. ---, 124 S. Ct. at 1369.
[¶48] After discussing some judicial and
academic criticism of Roberts, the Court continued:
Where testimonial statements are involved, we do not think the Framers meant to leave the Sixth Amendment's protection to the vagaries of the rules of evidence, much less to amorphous notions of "reliability." Certainly none of the authorities discussed above acknowledges any general reliability exception to the common-law rule. Admitting statements deemed reliable by a judge is fundamentally at odds with the right of confrontation. To be sure, the Clause's ultimate goal is to ensure reliability of evidence, but it is a procedural rather than a substantive guarantee. It commands, not that evidence be reliable, but that reliability be assessed in a particular manner: by testing in the crucible of cross-examination. The Clause thus reflects a judgment, not only about the desirability of reliable evidence (a point on which there could be little dissent), but about how reliability can best be determined. Cf. 3 Blackstone, Commentaries, at 373 ("This open examination of witnesses . . . is much more conducive to the clearing up of truth"); M. Hale, History and Analysis of the Common Law of England 258 (1713) (adversarial testing "beats and bolts out the Truth much better").
The Roberts test allows a jury to
hear evidence, untested by the adversary process, based on a mere judicial
determination of reliability. It
thus replaces the constitutionally prescribed method of assessing reliability
with a wholly foreign one.
Id. at 1370.
[¶49] Justice Scalia, writing for the Court,
looked to the "original meaning" of the Confrontation Clause in common law
practice at the time of adoption of the Bill of Rights. Id. at 1365. "As the English authorities above
reveal, the common law in 1791 conditioned admissibility of an absent witness's
examination on unavailability and a prior opportunity to cross-examine. The Sixth Amendment therefore
incorporates those limitations." Id. at 1365-66.
[¶50] With this history, and conceding some
exceptions,[5] Justice
Scalia's opinion indicates that the United States Supreme Court's Confrontation
Clause jurisprudence has adhered to the following principle: "Testimonial[6]
statements of witnesses absent from trial have been admitted only where the
declarant is unavailable, and only where the defendant has had prior
opportunity to cross-examine." Id. at 1369.
[¶51] For unavailable witnesses, this rule,
focusing on prior opportunity for examination, replaces the "firmly rooted" or
"particularized guarantees of trustworthiness" tests of Roberts when Confrontation
Clause questions arise. While the
focus of the opinion was the unavailable witness, the Court also addressed the
circumstances when a declarant appears for cross-examination. The Court indicated that such an
appearance removes any Confrontation Clause constraint on use of prior
statements:
Finally, we reiterate that,
when the declarant appears for cross-examination at trial, the Confrontation
Clause places no constraints at all on the use of his prior testimonial
statements. See California v. Green, 399 U.S. 149, 162 (1970). It is therefore irrelevant that the reliability
of some out-of-court statements "'cannot be replicated, even if the
declarant testifies to the same matters in court.'" Post, at [1377], (quoting United States v. Inadi, 475 U.S. 387, 395 (1986)).
The Clause does not bar admission of a statement so long as the
declarant is present at trial to defend or explain it.
(The Clause also does not bar the use of testimonial statements
for purposes other than establishing the truth of the matter asserted. See Tennessee v. Street, 471 U.S. 409, 414, 85 L. Ed. 2d 425, 105
S. Ct. 2078 (1985).)
Id. at 1369 n.9.
[¶52] Gorman contends that his mother was
effectively unavailable for cross-examination because, in addition to her lack
of memory, she was, during her grand jury testimony, under the influence of
psychiatric medications and had a history of delusional thought that demonstrated
an inability to separate fact from fantasy to the extent that, according to
Gorman, she was not "even minimally competent to be a witness." Essentially, Gorman seeks to reargue
the competence question, addressed earlier, as a Confrontation Clause issue. However, a witness is not
constitutionally unavailable for purposes of Confrontation Clause analysis when
a witness who appears and testifies is impaired, see State v. McKenna, 1998 ME 49, ¶¶ 1-4,
707 A.2d 1309, 1310, or forgetful, see United States v. Owens, 484 U.S. 554, 560
(1988).
[¶53]
Gorman's mother's forgetfulness was particularly selective. She remembered and testified about
events on December 8 and a conversation with Gorman on December 10 or 11, but
she claimed no memory of a conversation with Gorman on December 9. She remembered and testified about the
condition of her health at the time of her grand jury testimony and she
testified that if she had testified at the grand jury she "absolutely" would
have testified truthfully, but she claimed no memory of the grand jury
proceedings. She remembered and
testified about some statements Gorman made to her about his encounter with St.
Laurent, and she claimed that he had not changed those statements.
[¶54]
In Owens,
the United States Supreme Court held that even when a witness has no present
memory of a prior out-of-court statement, the right of confrontation is
satisfied if the accused has the opportunity to cross-examine the witness at
trial:
This Court has
recognized a partial (and somewhat indeterminate) overlap between the
requirements of the traditional hearsay rule and the Confrontation Clause. The dangers associated with hearsay
inspired the Court of Appeals in the present case to believe that the
Constitution required the testimony to be examined for "indicia of
reliability," or "particularized guarantees of trustworthiness." We do not think such an inquiry is
called for when a hearsay declarant is present at trial and subject to
unrestricted cross-examination. In
that situation . . . the traditional protections of the oath,
cross-examination, and opportunity for the jury to observe the witness'
demeanor satisfy the constitutional requirements. We do not think that a constitutional line drawn by the
Confrontation Clause falls between a forgetful witness' live testimony that he
once believed this defendant to be the perpetrator of the crime, and the
introduction of the wtiness' earlier statement to that effect.
Id. (internal citations omitted).
[¶55] Thus, the Crawford Court observed: "when
the declarant appears for cross-examination at trial, the Confrontation Clause
places no constraints at all on the use of his prior testimonial
statements." Crawford, 541 U.S. ---, 1245 S.
Ct. at
1369 n.9. "[I]t is this literal
right to 'confront' the witness at the time of trial that forms the core of the
values furthered by the Confrontation Clause[.]" California v. Green, 399 U.S. 149, 157 (1970).[7] Here, the Confrontation Clause was
satisfied when Gorman was given the opportunity to examine and cross-examine
his mother before the jury regarding what she did and did not recall and the
reasons for her failure of recollection.
There was no Confrontation Clause violation in admission of the mother's
grand jury testimony.
C. Sufficiency of
the Evidence
[¶56] We review the sufficiency of the
evidence "in the light most favorable to the state to determine whether a trier
of fact rationally could find beyond a reasonable doubt every element of the
offense charged." State v.
Michaud, 1998
ME 251, ¶ 11, 724 A.2d 1222, 1228 (quoting State v. Chad B., 1998 ME 150, ¶ 11, 715
A.2d 144, 147-48). "A person is
guilty of murder if . . . [h]e intentionally or knowingly causes the death of
another human being." 17-A M.R.S.A.
§ 201(1)(A) (1983).
[¶57] The record includes the following evidence from which a jury could have rationally concluded, beyond a reasonable doubt, that Gorman intentionally or knowingly caused the death of Amy St. Laurent:
•
Gorman was
the last person seen with St. Laurent.
•
Gorman
told a police interviewer that he left St. Laurent at a Portland bar at 1:45 a.m. and watched her go inside. The bar was closed at that time. Other evidence suggested he did not
leave the apartment with St. Laurent until 2:00 a.m.
or thereafter.
•
Gorman
told police and his friends that he returned to the Portland apartment
immediately after dropping St. Laurent off at the Portland bar. However, he was stopped by a police
officer that night in Westbrook from 3:14 a.m.
to 3:22 a.m.
•
On
the Tuesday following St. Laurent's disappearance, Gorman told a police officer
that he did not have time to allow him to search Gorman's car. Gorman cleaned his car later that day,
telling one coworker he had a date that night, and another that he was letting
someone borrow the car the next day.
•
In
mid-November, Gorman told a friend that he was implicated in St. Laurent's
disappearance, but the police did not have any evidence and were not going to
find her body.
•
In
the days after St. Laurent's disappearance, Gorman told an ex-girlfriend that
he had lied about dropping St. Laurent off at the Portland bar, that his
friends actually dropped her off, and they returned three hours later with
blood on their hands. After her
body was found, he told his ex-girlfriend that he had told his friends about a
good spot to hide St. Laurent's body, in the woods behind his mother's house.
•
St.
Laurent's body was found buried in the woods three-tenths of a mile from
Gorman's mother's house, near a pond in an area familiar to Gorman.
•
St.
Laurent had been shot in the head.
•
Gorman
had been seen with a gun in the weeks before St. Laurent disappeared. Around that time, he also bragged to a
girlfriend that he always carried a gun with him.
•
A
part-time police officer testified that Gorman may have stolen a handgun from
him with a caliber similar to that used to shoot St. Laurent.
•
One
day after St. Laurent's body was found, Gorman confessed to his mother that he
shot her in the head. The cause of
death was not released to the public until after his mother testified before
the grand jury.
[¶58] This evidence is sufficient to support
the conviction.
The entry is:
Judgment
affirmed.
Attorneys for State:
G. Steven Rowe, Attorney General
Donald W. Macomber, Asst. Attorney General (orally)
Fernand LaRochelle, Asst. Attorney General
Augusta, ME 04333-0006
Attorney for defendant:
Christopher K. MacLean, Esq. (orally)
MacLean & MacLean, LLC
P O Box 1
Camden, ME 04843
[1]
The murder statute was amended by P.L.
2001, ch. 383, § 8, with the amendment effective January 31, 2003. The current version appears at 17-A M.R.S.A.
§ 201(1)(A) (Supp. 2003).
[2]
In interviews with police shortly after
St. Laurent's disappearance, two of Gorman's friends claimed that
he had returned to the apartment approximately twenty minutes after
he left with St. Laurent. They
both testified at trial that they may have confused this night and
another night.
[3]
Gorman's mother testified before the jury
twice, once when called by the State, and once when called by the
defense.
[4]
Rule 104(a) directs that "[p]reliminary questions concerning
the qualification of a person to be a witness . . . shall be determined
by the court . . . ." M.R.
Evid. 104(a).
[5]
Most notably White v. Illinois, 502 U.S. 346, 349-55
(1992), which allowed a child victim's statement to an investigating
police officer as a spontaneous declaration.
Crawford,
541 U.S. ---, 124 S. Ct. at 1368 n.8.
[6]
Because the statement at issue, made to
a police investigator was unequivocally "testimonial," like testimony
"before a grand jury, or at a former trial," the court left the definition
of "testimonial" to another day.
Id. at 1374.
[7]
In Green,
the Court upheld the admission at trial of a witness's preliminary
hearing testimony occasioned by the witness's failure to remember
his earlier inconsistent out-of-court statement. The Court concluded
that the truth-seeking purpose of the Confrontation Clause is achieved
if the declarant is present and testifying at trial.
Regardless of whether the out-of-court statement was made under
oath (as it was here), "the witness must now affirm, deny, or
qualify the truth of the prior statement under the penalty of perjury
. . . [and the] jury may be expected to understand and take into account
in deciding which, if either, of the statements represents the truth."
California v. Green,
399 U.S. 149, 158-59 (1970).