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MAINE
SUPREME JUDICIAL COURT
Reporter of Decisions
Decision: 2005 ME 45
Docket: Ken-04-235
Argued: January
13, 2005
Decided: April 1,
2005
Panel: SAUFLEY,
C.J., and CLIFFORD, RUDMAN, DANA, CALKINS, and LEVY, JJ.
IN RE JAMARA R. et al.
SAUFLEY, C.J.
[¶1] Jamara was seventeen months old when she was treated at the
Maine General Medical Center for a spiral fracture of her left arm. At that time she also suffered from a
large human bite mark on her right arm, several bruises on her face, a black
eye, and scratches on her chest.
[¶2] Following the filing of a preliminary petition for a child
protection order by the Department of Health and Human Services,[1]
a waiver of the summary preliminary hearing, and a full hearing on the
questions of jeopardy and family reunification, the District Court (Augusta, French,
J.), found that Jamara and her
three-month-old brother, Tenney, were in jeopardy and in need of placement in
Department custody. Jamara's
mother does not contest those findings or conclusions. The court also determined that Jamara's
injuries constituted an aggravating factor[2]
and that, given the mother's psychological problems and Jamara's needs, the
Department should be relieved of its obligation to attempt to reunify Jamara
with her mother,[3] but should
continue to work with the mother toward reunification with Tenney. The mother appeals from the finding of
an aggravating factor, and presents due process challenges to the standards by
which the court determined that no reunification with Jamara would be required.[4]
[¶3] We affirm the finding of an aggravating factor pursuant to
22 M.R.S.A. § 4002(1-B) (2004), and we reject the mother's due process
challenge to the statute, see 22
M.R.S.A. § 4041(2)(A-2)(1) (2004).
We also conclude that the court acted within its discretion in ordering
that the Department need not undertake a reunification effort with Jamara.
I. BACKGROUND
[¶4] On November 6, 2003, Jamara, who was seventeen months old at
the time, was brought into the hospital by her mother. There, the doctors determined that
Jamara suffered from a spiral fracture of her left arm, multiple bruises of
different ages on her face, a human bite mark on her right arm, a black eye,
and scratches on her chest. The
mother was pregnant with Tenney at the time and subsequently gave birth to him
on December 19, 2003. The mother
initially explained Jamara's injuries as related to her current boyfriend's
attempt to pull Jamara out of a child safety seat in the car. The mother's boyfriend had been
convicted of assaulting a child three years earlier. The mother later explained that she believed the original
injury to the left arm occurred the previous day when she pulled Jamara up by
that arm. She did not seek
attention for the injury until the next day when her boyfriend heard a pop as
he pulled Jamara out of her car seat.
The court found that when the mother was initially interviewed by the
police in the emergency room, she was angry and showed no concern for her
child's condition. The medical
files indicate that the spiral fracture had to have been caused by a violent
and forceful act.
[¶5] Based on the injuries Jamara had sustained, the Department
filed a preliminary protection order alleging that Jamara was in immediate risk
of serious harm due to the injuries sustained while in the care of the
mother. On December 19, 2003,
when Tenney was born, the Department filed a similar protection order on his behalf. The parents consented to both orders
and waived the summary preliminary hearings.
[¶6] On March 22, 2004, the court held a
jeopardy hearing for both Jamara and Tenney. Based on Jamara's injuries and her mother's psychological
needs, the court entered a jeopardy order for Jamara and Tenney, placing them
in the Department's custody.[5] The mother admitted that jeopardy
existed regarding Jamara and does not contest that finding here.
[¶7] The Department also asked the court to conclude that it should
be relieved of its responsibilities to work with Jamara's mother, thereby
ceasing reunification efforts pursuant to 22 M.R.S.A. § 4041(2). The court made findings specifically related
to that issue. First, the
court concluded that the treatment that led to Jamara's recent injuries
"is 'heinous or abhorrent to society'
due to the number of bruises, the nature of the bruises, including a bite
mark, and a spiral fracture to the arm of a defenseless child who is approximately
one and one-half years old."
Despite the mother's insistence that she had inflicted the most
serious injuries, the court found that the evidence was not sufficient
to make a finding as to who was responsible for the injuries.
This
court is not satisfied that the evidence establishes whether [the boyfriend]
or [the mother] abused Jamara . . . .
Whether [the mother] actually inflicted the physical abuse or allowed
Jamara to be "subjected" to abuse by [the boyfriend] makes little
difference. By either inflicting
the injuries to the child or allowing the child to be abused by [the boyfriend],
a known child abuser, [the mother's] behavior meets the statutory requirements
for the court to find an "aggravating factor."
(citing 22
M.R.S.A. § 4002(1-B)).
[¶8] Recognizing that the aggravating factor is not sufficient in
the abstract to support the entry of an order ceasing reunification efforts, see
In re Heather C., 2000 ME 99, ¶ 25, 751
A.2d 448, 455, the court went on to evaluate the other circumstances in the
mother's and child's lives. The
court noted that the mother has been diagnosed with a personality disorder and
that personality disorders are "difficult to treat and require a large amount
of intensive work, commitment, and support. [The mother] has an uphill climb and to say she could parent
a child within one year is 'very optimistic' and rapid change should not be
expected." The court also found
that although the evidence did not establish chronic abuse, "Jamara is damaged
and has special needs based on the way she has been treated during her short
life." The court expressed
skepticism about the efficacy of the counseling the mother is receiving,
particularly since it is not directed at treating the mother's personality
disorder.
[¶9] Finally, the court concluded that the combination of the
aggravating factors, the mother's "substantial long-term treatment needs," and
Jamara's immediate needs, ceasing reunification between Jamara and her mother
is appropriate pursuant to 22 M.R.S.A. § 4041(2)(A-2)(1).
II. DISCUSSION
[¶10] The mother does not challenge the court's jeopardy
finding or the need for Jamara and Tenney to be in foster care. Rather, she contends that the District
Court erred in allowing the Department to cease any reunification efforts with
Jamara. She first argues that the
statutory scheme that permits an early cease reunification order based on a
determination of the existence of an aggravating factor violates a parent's due
process rights. She also
challenges the finding of an aggravating factor as to both Jamara and
Tenney. Finally, she asserts that
the court engaged in an unsustainable exercise of discretion in entering a
cease reunification order regarding Jamara. We address each argument in turn.
A. Due
Process
[¶11] We first address the
mother's argument that an order to cease reunification based on an aggravating
factor should be based on clear and convincing evidence, rather than a
preponderance of the evidence. We
considered this issue serious enough to seek the parties' oral arguments on
point.
[¶12] We addressed this issue directly in In re Christmas C., 1998 ME 258, 721 A.2d 629. In that case, we held that although the clear and convincing
standard is appropriate in the final step of parental rights termination, due
process does not compel the application of this higher standard "to earlier,
nonfinal[] proceedings to protect children." Id. ¶ 13, 721
A.2d at 632. Two years later we
undertook a detailed review of the competing interests, pursuant to Mathews
v. Eldridge, 424 U.S. 319 (1976), in In
re Heather C., 2000 ME 99, 751 A.2d
448. There, we held that no
constitutional violation took place when the court followed procedures
"well-tailored to protect the [mother's] constitutional rights, while at the
same time" protecting the State's interest in determining the child's needs and
status without delay, and relieved the Department of any further reunification
responsibilities with the mother. In
re Heather C., 2000 ME 99, ¶ 32, 751 A.2d
at 457 (quotation marks omitted).
[¶13] The mother urges us to overrule our opinion in In re
Heather C. Having carefully considered the question, we conclude that
no compelling reason has been offered to do so. The doctrine of stare decisis,
which impels courts to abide by established precedent except in the most
extraordinary circumstances, exists to ensure justice that results from
certainty and stability. See
Adams v. Buffalo Forge Co., 443 A.2d 932,
935 (Me. 1982). However, "[w]hen
the conditions of society change to such an extent that past judicial doctrines
no longer fulfill the needs of a just and efficient system of law, we
should not be barred by the constraints of stare decisis." Myrick v.
James, 444 A.2d 987, 998 (Me. 1982)
(quotation marks omitted).
[¶14] We have been presented no evidence of
infirmities in the current standard that convince us of the need to increase
the standard of proof necessary for a court to find that Departmental
reunification efforts may cease.
Additionally, we have identified no legal errors within the
aforementioned cases that would persuade us to deviate from those sound and
established precedents. Accordingly,
we conclude that the analysis set forth in In re Heather C. has not lost its vitality, and we decline to accept
the mother's invitation to overrule that opinion.[6]
B. Aggravating
Factor
[¶15] The mother next argues that the court exceeded the bounds of
its discretion when it determined that the aggravating factor provisions
applied to the mother's action in this case. We review the finding of an aggravating factor for an
unsustainable exercise of discretion, In re. Heather C., 2000 ME 99, ¶ 26, 751 A.2d at 455, and again, we
reject the mother's argument.
Jamara, at seventeen months old, was presented to the hospital with many
bruises on her face, scratches on her chest, a substantial bite mark on one arm,
and a spiral fracture of the other arm.
The spiral fracture was believed by the physicians to have been caused a
forceful and violent twisting motion.
There can be no question that this toddler was subjected to painful
assaults on more than one occasion.
[¶16] The infliction of those injuries supports the court's
conclusion that Jamara had been treated in a manner that was, in fact, heinous
and abhorrent. See 22
M.R.S.A. § 4002(1-B)(A)(1). In
fact, the court noted that Jamara's injuries were serious enough to meet the
definition of aggravated assault pursuant to Maine's criminal statutes. Contrary to the mother's argument,
however, it is not necessary for the court to have had before it an actual
criminal conviction for the injuries.
If the Legislature intended that requirement it would have included such
language in section 4041. It did
not. Accordingly, we conclude that
the court did not err in finding the existence of an aggravating factor.
C. Exercise
of Discretion in Ordering that Reunification Efforts Cease
[¶17] We review a court's exercise of discretion for three
distinct aspects: first, we
determine whether the court's factual findings are supported by the record; next,
we consider whether the court understood the law applicable to the exercise of
its discretion; finally, we determine whether, given all the facts, and
applying the appropriate law, the court's weighing of the applicable facts was
within the bounds of reasonableness. See Harris v. Solely, 2000 ME 150, ¶ 11, 756 A.2d 499, 505; see also West
Point-Pepperell, Inc. v. State Tax Assessor,
1997 ME 58, ¶ 7, 691 A.2d 1211, 1213; Comeau v. Maine Coastal Servs., 449 A.2d 362, 368 (Me. 1982).
[¶18] The mother argues that the court exceeded the bounds of its
discretion in determining that a cease reunification order was appropriate with
regard to Jamara, even if the court did not err in finding that an aggravating
factor existed. We have
previously concluded that the court did not err in its findings of fact
regarding the aggravating factor, and we find no error in other applicable
findings of fact. We turn then to
the law on point and the court's weighing of the relevant facts.
[¶19] As we concluded in In re Heather C., when the court is called upon to exercise its
discretion in determining whether to order that reunification efforts be
ceased, it must consider "both the historical and present circumstances of the
family." In re Heather
C., 2000 ME 99, ¶ 25, 751 A.2d at 455. Accordingly,
when a court has found the existence of an aggravating factor, it "may not
consider the aggravating factor in the abstract . . . . Rather, it must take into account the
nature of the aggravating factor and any relevant facts related to a parent's and
child's current circumstances." Id.
[¶20] The court in this case understood that its responsibility was
to consider the aggravating factor—Jamara's injuries—in the context
of the mother's capabilities and Jamara's needs, and we find no fault with the
court's understanding of the law.
The court found, based on sufficient evidence, that Jamara's mother
suffered from an "avoidant and schizoid personality disorder." The court was
understandably skeptical of the mother's ability to address her psychological
problems in time to meet Jamara's needs.
The mother scored "very very high" on the Child Abuse Potential
Inventory scale. Although she had
already begun counseling, and was compliant with her medications and attending
work regularly, the court concluded that the mother's "substantial long-term
treatment needs" would likely preclude her from making the necessary changes
rapidly enough to parent Jamara.
[¶21] We address then the court's weighing of the operative
facts. No one disputes that Jamara
was seriously injured. Her mother
admitted, perhaps disingenuously, that she inflicted those injuries. Although the court was not sure that
the mother was not just covering for a violent boyfriend, her complicity in the
infliction of Jamara's injuries is certain, one way or another. There is also no question that Jamara
needs a safe home while the court determines whether her mother should be
allowed to continue to parent her.
The court weighed the number and the seriousness of the child's injuries
and the mother's history of partnering with a convicted child abuser, the
psychological characteristics she demonstrates that are common to child
abusers, her need for intensive long-term treatment for her personality
disorder, as well as the State's "legitimate interest in making the best of its
limited resources," id. ¶ 29, 751 A.2d
at 456, against her bond with Jamara and the fact that there were no previous
Department interventions or reports of abuse to this child.
[¶22] It
is apparent from the court's decision that time was the most determining factor
in the court's decision to allow the Department to cease reunification
efforts. We take this opportunity
therefore to address the pressures of time in these matters more directly. Both the United States Congress and
Maine's Legislature have made it clear that timeframes in child protection
proceedings must be fitted to a child's needs. Accordingly, once a child has been placed in foster care, a
statutory clock begins ticking. In
setting that clock, the Legislature has spoken in terms of days and months, rather
than in years, as might better fit an adult's timeframe for permanent change.[7] Most important to our consideration
here, the statute specifically requires that the Department must file a petition to terminate parental rights when a
child has been in foster care for fifteen of the most recent twenty-two
months. 22 M.R.S.A. § 4052(2-A)(A)
(2004).[8] This brief time period is designed to
meet a child's needs for a permanent family. It may, in fact, conflict with a parent's need for longer
periods of time to rehabilitate him or herself. Nonetheless, the Legislature has designated the timeframe
that the court must keep in mind for all reunification plans and judicial
decisions must be informed by that timeframe.
[¶23] At
the time that the court entered its judgment regarding Jamara, she and her baby
brother had been in foster care for almost five months. The mother was not, on the date of the
hearing, ready to appropriately parent Jamara and was not likely to be within
the year.[9] We find no error in the court's
recognition of the restricted timeframe, or in the determination that Jamara's
mother would, in fact, face a difficult, uphill climb in attempting to make the
necessary changes. The court
apparently concluded that the most effective use of that time would instead be
the mother's attempt at establishing a relationship with Tenney, and we find no
error in that conclusion.
[¶24] We are deferential to the trial court's ability to observe
the parties and give weight to competing facts, and we conclude that the court
did not make a "serious mistake" in weighing the appropriate factors and
concluding that the Department should be relieved of its efforts to reunify
Jamara and her mother. See In
re Heather C., 2000 ME 99, ¶ 26 n.9, 751
A.2d at 455.[10]
The
entry is:
Judgment affirmed.
_______________________
Attorney for
appellant:
Polly Reeves, Esq. (orally)
PO Box 5203
Augusta, ME
04332-5203
Attorneys for
appellee:
G.
Steven Rowe, Attorney General
Matthew Pollack, Asst. Atty. Gen. (orally)
Janice S. Stuver, Asst. Atty Gen.
Aria eee, Asst. Atty. Gen.
6
State House Station
Augusta, ME 04333-0006
Guardian ad
Litem:
Elizabeth McCullum,
Esq.
PO Box 2188
Augusta, ME 04332
Attorneys for
fathers:
Stephen Bourget,
Esq.
Bourget &
Bourget, P.A.
64 State Street
Augusta, ME 04330
Steven A. Parker,
Esq.
Sproul, Stevens
& Parker, P.A.
21 Western Avenue
Augusta, ME 04330
[1] The new Department of Health and Human Services created by P.L. 2003, ch. 689 (effective July 1, 2004) has replaced the Department of Human Services.
[4] The court entered separate judgments, under separate docket numbers, for the two children. The mother challenges the judgment regarding Tenney only in its determination that an aggravating factor exists. The court also ordered reunification of Jamara with her father. The father has not appealed any aspect of the judgment regarding Jamara.
[5] Although this order was entered outside the 120-day limit, see 22 M.R.S.A. § 4035(4-A) (2004), the court had extended the hearing from February to March because it was waiting for paternity test results and the completion of psychological evaluations.
[6]
The Legislature is empowered to change
the burden of proof if it concludes that sound policy would require
it. It has not done so in the five years since
we decided In re Heather C.,
2000 ME 99, 751 A.2d 448.
[7] See, e.g., 22 M.R.S.A. § 4036-B(3) (2004) (requiring the court to make findings as to whether or not the Department made reasonable efforts to prevent a child's removal within sixty days of removal from the home); 22 M.R.S.A. § 4038(1) (2004) (requiring the court to review cases with findings of jeopardy every six months); 22 M.R.S.A. § 4038(7-A) (requiring the court to conduct a permanency planning hearing within thirty days of a cease reunification order); 42 U.S.C.A. § 671(a)(15)(E)(i) (2003) (requiring states eligible for foster care and adoption assistance payments to hold permanency hearings within thirty days of a determination that reasonable efforts have been made to reunify a family).
[8] Although there are exceptions to this mandate, see 22 M.R.S.A. § 4052(2-A) (2004), the primary timeframe is established as fifteen out of the most recent twenty-two months. Id.
[9] At that point she had not completely severed ties with the convicted child abuser she had previously lived with, and although she thought the relationship was over, she still indicated that she had "gotten to trust him more than anybody else." In addition, during one of the Department-supervised visits she grabbed Jamara by her broken, casted arm and lifted her off the ground in an attempt to spank her.
[10] The passage of time may have altered the family's circumstances. For example, if reunification between Jamara and her biological father has been successful, the Department may be under no statutory obligation to promote reunification between Jamara and her mother. 22 M.R.S.A. § 4041(2)(A-2)(2)(b). Also, the Department was not relieved of its responsibility to reunify the mother with Tenney; if she has made substantial, demonstrable progress, she may request reinstatement of the opportunity to reunite with Jamara, if that remains a practical alternative.